ADIH Inc. is a regulatory consulting and outsourcing firm that provides critical regulatory services to SEC registered FINRA member broker-dealers, investment advisors,  private funds, crypto exchanges and other regulated financial institutions. Our experience, knowledge, skills and expertise encompasses a broad range of functions, filings and regulatory matters including SEC, FINRA and state inquiries, investigations, examinations and enforcement actions. We manage key functions including chief compliance officer, anti-money laundering officer, supervisory principal, regulatory filings, market regulations, advertising regulations, and the management and supervision of registered personnel and branch offices. We interface with regulatory bodies including the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority, FinCEN, state securities regulatory agencies and foreign regulatory agencies to manage examinations, inquires, investigations and to resolve issues and conflicts. Should you have questions please contact us.