Mr. Deva is a licensed supervisory principal and regulatory consultant providing principal and regulatory services to SEC registered broker-dealers, investment advisers, investment companies, hedge funds, crowdfunding platforms, banks and other regulated financial institutions.
Licenses: Series 24, Series 7, Series 63
SEC Registered FINRA Member Broker-Dealer
1031 Exchanges, Private Fund Offerings, Reg D Private Placement Offerings
Energy and Real Estate Reg D Private Placement Offerings, Private Funds Offerings
Registered Investment Advisor
Online Real Estate Platform, Private Fund Offerings, Reg D Private Placement Offerings
Real Estate Reg D Private Placement Offerings, Private Funds
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
Real Estate Hedge Fund
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer, 1031 Exchanges
SEC Registered FINRA Member Broker-Dealers
Crowdfunding Portal
SEC Registered Broker-Dealer, NYSE Member, FINRA Member
SEC Registered Broker-Dealer, FINRA Member Firm
SEC Registered Broker-Dealer, NYSE Member, FINRA Member Firm
SEC Registered Broker-Dealer, FINRA Member Firm