Mr. Deva is a licensed Chief Compliance Officer, Supervisory Principal and regulatory consultant providing services to SEC registered broker-dealers, advisers, hedge funds, private equity firms, and other regulated financial institutions. Licenses Series 24, Series 7, Series 79, Series 63, SIE, Series 65, Series 9 and Series 10
SEC Registered FINRA Member Broker-Dealer
Reg D Private Real Estate Offerings, 1031 Exchanges
Sponsor of Private Fund Real Estate Offerings Regulation D
Sponsor of Private Fund Real Estate Offerings Regulation D
Sponsor of Private Fund Real Estate Offerings Regulation D
Hedge Fund
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer
SEC Registered FINRA Member Broker-Dealer, 1031 Exchanges
SEC Registered FINRA Member Broker-Dealer
Crowdfunding Portal
SEC Registered Broker-Dealer, NYSE Member, FINRA Member
SEC Registered Broker-Dealer, FINRA Member Firm
SEC Registered Broker-Dealer, NYSE Member, FINRA Member Firm
SEC Registered Broker-Dealer, FINRA Member Firm
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