Amar Deva, Licensed Regulatory Consultant
Mr. Deva is a licensed supervisory principal and regulatory consultant providing principal and regulatory services to SEC registered broker-dealers, investment advisers, investment companies, hedge funds, crowdfunding platforms, banks and other regulated financial institutions.
Licenses: Series 24, Series 7, Series 63
CURRENT CLIENTS & supervised platforms
GROWTH CAPITAL SERVICES
SEC Registered FINRA Member Broker-Dealer
KAY PROPERTIES & INVESTMENTS, LLC (KPI)
1031 Exchanges, Private Fund Offerings, Reg D Private Placement Offerings
resolute capital partners
Energy and Real Estate Reg D Private Placement Offerings, Private Funds Offerings
Resolute capital advisors
Registered Investment Advisor
EQUITYMULTIPLE
Online Real Estate Platform, Private Fund Offerings, Reg D Private Placement Offerings
continental properties
Real Estate Reg D Private Placement Offerings, Private Funds
past clients & supervised platforms
cfi securities
SEC Registered FINRA Member Broker-Dealer
NMS Capital
SEC Registered FINRA Member Broker-Dealer
past clients & supervised platforms
Direct lending investments
Real Estate Hedge Fund
CFI SEcurities
SEC Registered FINRA Member Broker-Dealer
NMS Capital
SEC Registered FINRA Member Broker-Dealer
BMA Securities
SEC Registered FINRA Member Broker-Dealer
Private Equity Securities
SEC Registered FINRA Member Broker-Dealer
AFA Financial
SEC Registered FINRA Member Broker-Dealer, 1031 Exchanges
mutual securities
SEC Registered FINRA Member Broker-Dealers
Fanvestor
Crowdfunding Portal
prior firms
morgan stanley Deanwitter
SEC Registered Broker-Dealer, NYSE Member, FINRA Member
TD Waterhouse
SEC Registered Broker-Dealer, FINRA Member Firm
prudential securities
SEC Registered Broker-Dealer, NYSE Member, FINRA Member Firm
pFIC SECURITIES
SEC Registered Broker-Dealer, FINRA Member Firm