ADIH Inc. is a regulatory consulting and outsourcing firm that provides critical regulatory services to SEC registered FINRA member broker-dealers, investment advisors,  private funds, crypto exchanges and other regulated financial institutions. Our experience, knowledge, skills and expertise encompasses a broad range of functions and regulatory matters including SEC, FINRA and state  inquiries, investigations, examinations and enforcement actions. We handle key functions including Chief Compliance Officer, Anti-Money Laundering Officer, Supervising Principal, regulatory filings, market regulations, advertising regulations, and the supervision of registered personnel and branch offices. On behalf of regulated financial companies we interface with regulatory agencies including the U.S. Securities and Exchange Commission, FINRA, state securities regulatory agencies and foreign regulatory agencies to resolve issues and conflicts. Should you have questions please contact us.